ETC Brokerage Forms for Equity Advisor Solutions Platform

Account Establishment

Brokerage Account

Account Application
Certification Of Beneficial Owners
Trust Certification
TOD Beneficiary Designation Form

IRA/Roth/SEP

IRA Application
5305 SEP

SIMPLE IRA

SIMPLE Application – Employee
SIMPLE Application – Employer
5304 Simple
5305 Simple

Coverdale Education Savings Account

CESA Application

Health Savings Account

HSA Application

Account for Minor

Adult/Guardian Information

Account Maintenance

Account Linking Agreement
Account Maintenance Form
Account Transfer Form
Account Withdrawal Form
ACH Deposit and Contribution Instruction
Charitable Gift Transfer LOA
Check Writing Request Form
Contribution Deposit Coupon
Contribution Recharacterization Form
Designated Representative Change Form
Direction Of Signature
Distribution Form
E Delivery
Entity Authorized Agent Update Form
Firm and Authorized Individuals Information Form
Funding Coupon
Interested Party Authorization Form
IRA Beneficiary Change Form
Mutual Fund PIP-SLP
Note Modification
Payment Form
Power of Attorney Information Form
Private Debt DOI
Private Debt Representation Letter
Private Equity DOI
Private Equity Sale DOI
Promissory Note Satisfaction
Publicly Offered DOI
Roth Conversion Form
Trade Correction Request Form
Trusted Contact Person
Trustee Change Form