Who is ETC Brokerage?
ETC Brokerage Services is committed to service excellence for self-directed investors. We offer brokerage services primarily to self-directed account holders of our affiliate Equity Trust Company. An account with ETC Brokerage Services allows for easy and timely transfer of funds and certain assets between the two companies. We provide our customers with the convenience of online trading and research tools along with experienced registered representatives ready to assist you with trading and questions.
ETC Brokerage Services provides self-directed brokerage services and does not provide investment advice, solicit trades, nor provides discretion with regards to securities or price.
Equity Trust Company clients can purchase the following public securities with an ETC Brokerage account:
Publicly Traded Stocks
Exchange Traded Funds (ETFs)
Fixed Income Securities:
Bonds, Treasuries, CDs
ETC Brokerage accounts are held as a position within an
Equity Trust Company self-directed account.
Trust and brokerage accounts are linked for fast and convenient money transfer between Equity Trust and ETC Brokerage Services. Funds ACH between the two firms within 24 hours.
Our associates are experienced registered representatives with an average of 17 years of industry experience.
Our clearing firm, Axos Clearing LLC, maintains physical, electronic and procedural safeguards in accordance with legal standards and established security procedures.
Axos Clearing, LLC is a member of the Securities Investor Protection Corporation (SIPC), which provides coverage for accounts up to $500,000 (including up to $250,000 in cash) per client as defined by SIPC rules.
Their policy through Lloyd’s of London provides additional account coverage up to $24.5 million (including up to $1,150,000 in cash) per client as defined by SIPC rules. With both SIPC and Lloyd’s of London coverage, accounts are protected up to a total of $25 million per client (as defined by SIPC rules) including up to $1,150,000 for cash balances, with an aggregate limit of $100 million.
This coverage does not protect against the loss of the market value of securities. For more information visit http://www.sipc.org/, http://www.lloyds.com, or https://axosclearing.com/safeguarding-client-assets-and-information/
Toll Free: (877) 403-0369
Fax: (440) 366-3753
Mailing & Physical Address:
1 Equity Way, Westlake, Ohio 44145
M-F: 8:30am-4:30pm EST,