Below are links to forms for investment advisors and their clients who custody assets with ETC Brokerage Services (“ETCB”) and/or Equity Trust Company (“Equity Trust”).

ETC Brokerage Services Forms

For accounts which are custodied at ETC Brokerage Services (“ETCB”), please use one of the forms below.
Note: ETCB serves as the custodian for publicly-traded investments (not alternative investments).

Account Maintenance

Account Linking Agreement
Account Maintenance Form
Account Transfer Form
Account Withdrawal Form
ACH Deposit and Contribution Instruction
Brokerage Checking Application
Charitable Gift Transfer LOA
Contribution Deposit Coupon
Contribution Recharacterization Form
Designated Representative Change Form
Direction Of Signature
Distribution Form
E Delivery
Entity Authorized Agent Update Form
Firm and Authorized Individuals Information Form
Funding Coupon
Interested Party Authorization Form
IRA Beneficiary Change Form
Letter of Instruction (LOI) for DRS from External Firm
Letter of Instruction (LOI) for DRS from Equity Trust Company
Note Modification
Payment Form
Physical Certificate Deposit Attestation
Power of Attorney Information Form
Private Debt DOI
Private Equity DOI
Private Equity Sale DOI
Promissory Note Satisfaction
Publicly Offered DOI
Roth Conversion Form
Stock Bond Power
Trade Correction Request Form
Trusted Contact Person
Trustee Change Form
Uncollectable Note

Equity Trust Company Forms

For accounts which are custodied at Equity Trust Company (“Equity Trust”), please use one of the forms below.
Note: Equity Trust serves as the custodian for alternative investments (not publicly-traded investments).

Equity Trust – Account Maintenance Form
Equity Trust – Account Transfer Form
Equity Trust – Account Withdrawal Request
Equity Trust – Distribution Form
Equity Trust – IRA Application
Equity Trust – Non Retirement Custodial Account Application
Equity Trust – Private Equity Buy DOI
Equity Trust – Recurring Distribution Form
Equity Trust – Sale Redemption DOI

2025 Equity Trust Company Directed Trustee Booklets

IRA, SEP, and Roth
SIMPLE 5304
SIMPLE 5305
CESA
HSA

Non-Managed Account Fee Schedule

Non-Managed Account Fee Schedule