SIMPLE Employee Application

by ETC Brokerage Services | Oct 17, 2025

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Check the Background of ETC Brokerage Services, LLC on FINRA’s BrokerCheck and see The Firm’s Relationship Summary.

ETC Brokerage Services
ETC Brokerage Services provides brokerage services to individual retirement and other custodial accounts for which its affiliate, Equity Trust Company, serves as custodian.

Custody of Alternative Investments or non-public traded securities through an affiliate, Equity Trust Company.

ETC Brokerage Services is a broker-dealer registered with the SEC and a member of FINRA and SIPC. Innovayte is an affiliate of ETC Brokerage Services, LLC.

Brokerage Products: Not FDIC Insured • No Bank Guarantee • May Lose Value.

Brokerage accounts are opened and maintained with ETC Brokerage and not Equity Trust Company. All brokerage services performed in connection with brokerage accounts are rendered by ETC Brokerage Services and not by Equity Trust Company.

Please review the characteristics and Risk Disclosures associated with Self-Directed Retirement Accounts prior to investing.
Investor Alert: Self-Directed IRAs and the Risk of Fraud | FINRA.org

Brokerage accounts are not bank accounts. Neither brokerage accounts nor the securities held, purchased or sold therein are FDIC insured. In addition, such securities are not deposits or other obligations of ETC Brokerage Services, are not guaranteed by ETC Brokerage Services and are subject to investment risks, including loss of principal.

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SIMPLE Employee Application